General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 0-3 -- Filing of Material with the Commission
All papers required to be filed with the Commission
pursuant to the Act or the rules and regulations thereunder shall be filed at the
principal office in Washington, DC. Material may be filed by delivery to the Commission,
through the mails or otherwise. The date on which papers are actually received by
the Commission shall be the date of filing thereof if all of the requirements with
respect to the filing have been complied with, except that if the last day on which
papers can be accepted as timely filed falls on a Saturday, Sunday or holiday, such
papers may be filed on the first business day following.
The manually signed original (or in the case of duplicate
originals, one duplicate original) of all registrations, applications, statements,
reports, or other documents filed under the Securities Exchange Act of 1934, as amended,
shall be numbered sequentially (in addition to any internal numbering which otherwise
may be present) by handwritten, typed, printed, or other legible form of notation
from the facing page of the document through the last page of that document and any
exhibits or attachments thereto. Further, the total number of pages contained in
a numbered original shall be set forth on the first page of the document.
Each document filed shall contain an exhibit index,
which should immediately precede the exhibits filed with such document. The index
shall list each exhibit filed and identify by handwritten, typed, printed, or other
legible form of notation in the manually signed original, the page number in the
sequential numbering system described in paragraph (b) of this section where such
exhibit can be found or where it is stated that the exhibit is incorporated by reference.
Further, the first page of the manually signed document shall list the page in the
filing where the exhibit index is located.
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