Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Registration and Exemption of Exchanges (Rules 6a-1 to 7c2-1)

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Rule 6a-1 -- Application for Registration as a National Securities Exchange or Exemption from Registration Based on Limited Volume

Rule 6a-2 -- Amendments to Application

Rule 6a-3 -- Supplemental Material to Be Filed by Exchanges

Rule 6a-4 -- Notice of Registration under Section 6(g) of the Act, Amendment to Such Notice, and Supplemental Materials to Be Filed by Exchanges Registered

Rule 6h-1 -- Settlement and Regulatory Halt Requirements for Security Futures Products

Rule 6h-2 -- Security Future Based on Note, Bond, Debenture, or Evidence of Indebtedness

Rule 7c2-1 -- [Reserved]

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