Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Regulation 14A: Solicitation of Proxies (Rules 14a-1 to 14b-2)

---

Rule 14a-1 -- Definitions

Rule 14a-2 -- Solicitations to Which Rule 14a-3 to Rule 14a-15 Apply

Rule 14a-3 -- Information to Be Furnished to Security Holders

Rule 14a-4 -- Requirements as to Proxy

Rule 14a-5 -- Presentation of Information in Proxy Statement

Rule 14a-6 -- Filing Requirements

Rule 14a-7 -- Obligations of Registrants to Provide a List of, or Mail Soliciting Material to, Security Holders

Rule 14a-8 -- Proposals of Security Holders

Rule 14a-9 -- False or Misleading Statements

Rule 14a-10 -- Prohibition of Certain Solicitations

Rule 14a-11 -- [Reserved]

Rule 14a-12 -- Solicitation Before Furnishing a Proxy Statement

Rule 14a-13 -- Obligation of Registrants in Communicating with Beneficial Owners

Rule 14a-14 -- Modified or Superseded Documents

Rule 14a-15 -- Differential and Contingent Compensation in Connection with Roll-Up Transactions

Rule 14a-16 -- Internet Availability of Proxy Materials

Rule 14a-17 -- Electronic Shareholder Forums

Schedule 14A -- Information Required in Proxy Statement

Rule 14a-102 -- [Reserved]

Rule 14a-103 -- Notice of Exempt Solicitation. Information to Be Included in Statements Submitted by or on Behalf of a Person Pursuant to Rule 14a-6(g)

Rule 14a-104 -- Notice of Exempt Preliminary Roll-Up Communication. Information Regarding Ownership Interests and Any Potential Conflicts of Interest to Be Included in Statements Submitted by or on Behalf of a Person Pursuant to Rule 14a-2(b)(4) and Rule 14a-6(n)

Rule 14b-1 -- Obligation of Registered Brokers and Dealers in Connection with the Prompt Forwarding of Certain Communications to Beneficial Owners

Rule 14b-2 -- Obligation of Banks, Associations and Other Entities that Exercise Fiduciary Powers in Connection with the Prompt Forwarding of Certain Communications to Beneficial Owners

	Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.   © Copyright 1998-2009, University of Cincinnati, All Rights Reserved  Contact: ronald.jones@uc.edu