Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Registration of Securities Information Processors (Rules 11Aa2-1 to 11Ac1-6)

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Rule 11Aa2-1 -- Designation of National Market System Securities

Rule 11Aa3-1 -- Dissemination of Transaction Reports and Last Sale Data with Respect to Transactions in Reported Securities

Rule 11Aa3-2 -- Filing and Amendment of National Market System Plans

Rule 11Ab2-1 -- Registration of Securities Information Processors: Form of Application and Amendments

Rule 11Ac1-1 -- Dissemination of Quotations

Rule 11Ac1-2 -- Display of Transaction Reports, Last Sale Data and Quotation Information

Rule 11Ac1-3 -- Customer Account Statements

Rule 11Ac1-4 -- Display of Customer Limit Orders

Rule 11Ac1-5 -- Disclosure of Order Execution Information

Rule 11Ac1-6 -- Disclosure of Order Routing Information

Rule 11Ac1-7 -- Trade-Through Disclosure Rule (Removed effective 12/27/02)

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