General Rules and Regulations
promulgated
under the
Securities Act of 1933
Rule 491 -- Information to Be Furnished Under Paragraph (6) of Schedule B
Any foreign government filing a registration statement pursuant to Schedule
B of the act need state, in furnishing the information required by paragraph
, the names and addresses only of principal underwriters, namely, underwriters in
privity of contract with the registrant, provided they are designated as principal
underwriters and a brief statement is made as to the discounts and commissions to
be received by subunderwriters or dealers.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
