General Rules and Regulations
promulgated
under the
Securities Act of 1933
Rule 134b -- Statements of Additional Information
For the purpose only of Section 5(b) of the
Act, the term "prospectus" as defined in Section
2(a)(10) of the Act does not include a Statement of Additional Information
filed as part of a registration statement on Form N-1A (§ 239.15A and § 274.11A
of this chapter), Form N-2 (§ 239.14 and § 274.11a-1 of this chapter), Form N-3
(§ 239.17a and § 274.11b of this chapter), Form N-4 (§ 239.17b and § 274.11c of
this chapter), or Form N-6 (§ 239.17c and § 274.11d of this chapter) transmitted
prior to the effective date of the registration statement if it is accompanied
or preceded by a preliminary prospectus meeting the requirements of Rule
430.
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